Laurent - Consultant fonctionnel OLYMPIC

May 2008 today ERI Bancaire Luxembourg S.A.
Consultant
- Intensive training sessions on various modules
• Case studies on OPC module (OPC creation, fees set up, NAV calculation)
• Case studies on Change module
• AS400 knowledge

- Analyses of client’s incidents on different environments
• Review of client’s incidents and case studies
• Close relationship with development team to perform client’s requirements

- Quality tests before and after setting into production
• Testing before correction (reproduction of client’s incident)
• Testing after correction (program development’s quality control)
- Parameter setting of the various tables, switches and id
• Creation of user in the system
• Technical tables parameterisation

August 2000 April 2008 AllianceBernstein (Luxembourg) S.A.
Compliance Analyst (2006 to 2008)
- Responsible of day to day activities of retail and institutional funds
• Good knowledge of investment’s funds
• Knowledge of fund’s creation process
• Knowledge of fund’s liquidation process
• Knowledge of fund’s merge process
• Knowledge of fund of funds structure
• Knowledge in Specialized Investments Funds (SIF)
• Review and update of fund’s prospectuses according to UCITS III compliance rules
• Close relationship with fund’s representative agents in Europe
• Draft of circular resolution in relation to the management of the funds
• Responsible of the monthly reporting of the assets under management of the management company with the CSSF

- Responsible of the shareholder’s annual and extraordinary meeting
• Organization of SICAV’s annual shareholder’s meeting
• Organization of extraordinary shareholder’s meeting
• Close relationship with law firms and notary

- Contact with supervisory authorities, law firms and auditors
• Registration process with European supervisory authorities
• Follow up of Compliance’s rules with European law firms
• Support to the auditors during yearly management company’s audit

- Review of various contracts
• Review of audit management letter
• Receipt and review of various contracts involving the management company before signature by the Board of Directors

- Involved in Anti Money Laundering company’s process
• User of Mantas platform, risk and compliance online application to prevent anti-money laundering
• Review of potential fraudulent trades before settlement

- Responsible of the mutual fund’s listing at the Luxembourg Stock Exchange
• Fund’s identification codes (ISIN) request to Clearstream
• Close relationship with the “Bourse de Luxembourg” for listing of mutual funds on stock exchange market
• Review of NAV’s data files provided to the “Bourse de Luxembourg”

- Support to the operation team
• Query related to fund’s prospectuses
• Query related to Assets under management

AllianceBernstein (Luxembourg) S.A.
Financial Controller (2000 to 2006)
- Responsible for shareholder’s redemption process
• Preparation of the daily payee redemption report
• Cross check of client’s wiring instructions in several currencies
• Follow up of missing wire instructions
• Release of the redemption’s payee report
• Payment’s input for failed transactions via the custodian banks payment’s platform

- Responsible for dividend and trailer fees distribution
• Preparation of the monthly dividend report for income funds
• Cross check of the dividend’s calculation for huge amounts
• Release of the dividend’s payee report
• Preparation of the quarterly trailer fees report for broker’s commissions payments

- Responsible for the Forex requests
• Daily Forex request for shareholder’s redemptions.
• Forex request (buy / sell) to perform balanced cash accounts

- Reconciliation of cash accounts
• Daily reconciliation of subscription’s account
• Matching cash amounts received on Nostro account versus trades to settle
• Monthly reconciliation of Commission and Dividend’s accounts

- Investigation on cash issues, mismatch investigations
• Request of details on unapplied amounts to custodian banks
• Support to the client’s services department in order to answer client’s queries

- Close relationship with custodian banks via SWIFT messages
• Receipt and review of all incoming SWIFT’s messages
• SWIFT’s messages sending requests via custodian banks

- Close relationship with clearing houses
• User of CreationOnLine platform
• User of CEDCOM 2000 platform

- User of Multicash Cash Management platform
• Reporting’s report for institutional client’s activity review
• User of BIDS WorldView (BBH platform)
• User of CitiDirect Online Banking (Citibank software)
• User of BHF Multi-Cash (BHF software)

- Draft of procedures of the department enduring quality control
• Training of new hires within Cash Control department
• Review of the department’s daily tasks to perform quality control